CEU Electronic Theses and Dissertations, 2015
| Author | Horváthová, Alexandra |
|---|---|
| Title | Protection of Retail Investors through Their Empowerment: Regulation of Investment Companies in the European Union, the United Kingdom and the United States of America |
| Summary | The thesis analyses and compares three legal frameworks of retail investors protection and suggests their improvements through retail investor empowerment. Besides detailed disclosure systems, specific fiduciary duties and powerful enforcement agencies, retail investors should be provided with such legal tools that enable them to actively protect their own investments. |
| Supervisor | Tibor Tajti |
| Department | Legal Studies PhD |
| Full text | https://www.etd.ceu.edu/2015/horvathova_alexandra.pdf |
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